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Course Outline
R/3 Fundamentals for Auditors
- Core architecture components, including the ABAP stack, SAP GUI, and the client concept.
- Distinct modular design features (FI, MM, SD) that differentiate R/3 from legacy systems.
- Navigation methods and standard transactions utilized for auditing purposes.
Access, Roles, and Critical SoD
- Managing user access and authorizations via PFCG, SU01, SUIM, SU53, and SU24.
- Role design principles and functions most relevant to audit processes.
- Fundamental SoD matrices and common issues, such as a single role handling both invoice creation and approval.
Security Logs and Tracing
- Managing the Security Audit Log (SM19/SM20), including activation, filtering, and report generation.
- Analyzing usage statistics, session data, and workloads using STAD and ST03N.
- Best practices for retaining and exporting audit evidence.
Configuration Changes and Sensitive Data
- Tracking changes via SCU3 (change documents) and monitoring client settings in SCC4.
- Identifying and overseeing critical system parameters through RZ10/RZ11.
Process Controls (FI/MM/SD) in R/3
- FI: Managing tolerances, posting periods (OB52), and journal entry approval workflows.
- MM: Configuring release strategies, purchase order limits, and single-supplier controls.
- SD: Monitoring credit limits, pricing adjustments, and conditions.
- Techniques for sampling processes during audit testing.
Comprehensive Laboratory + Reporting
- Auditing the roles and authorizations of a critical user profile.
- Tracing transactions (purchasing and sales) to gather evidence using SM20/SCU3.
- Recording findings supported by screenshots and data exports.
- Drafting working papers and establishing traceability.
Closure and Action Plan
- Implementing an internal control checklist specific to R/3.
- Prioritizing audit findings and formulating actionable recommendations.
Deliverables
- A checklist comprising over 20 controls for FI/MM/SD.
- A quick reference guide for SM19/SM20, SUIM, SCU3, STAD/ST03N.
Requirements
- Familiarity with fundamental auditing principles
- Practical experience working with SAP systems
- Knowledge of compliance and internal control frameworks
Target Audience
- Auditors
- Specialists in internal controls
- SAP security consultants
- Compliance officers
16 Hours
Testimonials (2)
It was straight to the point and more practical
Lungelo Ndlela - SNG Grant Thornton
Course - SAP S/4 Hana (S/4Hana)
His calm and collected voice even though at points he was frustrated with the system, but kept his cool…
